Quickly Detect & Manage
The newest module of the Compliance Suite enhances the
handling of potential conflicting interests, resulting in
any financial institution by the multitude of different
activities almost inevitably.
On the basis of the collected and consolidated information,
MCI enforces an automatic examination in order to determine
potential conflicting interests. Initially, all existing
information in the system is compared against each other.
After that, only new or changed information is taken into
account for further comparison.
The rule technology of Visual Rules and the use of detailed
information about the particular circumstances allow for an
intelligent examination. This is generated only for the
configurations that match and have a potential for conflict.
The hits scored by the system are automatically transferred
into the internal case management and appear on the work
list of the compliance officer for investigation.
Dealing with Potential Conflicting Interests at a Glance
What Distinguishes MCI - Management of Conflicting Interest?
· *Intelligent discovery and intervention of potential
· *User-defined types of circumstances are delineated and
· *Adopted measures are documented and tracked
· *Auditable documentation
· *All-in-One: A single user interface and worklist for the
different compliance modules.